Compliance

Compliance

Category

Compliance

Salary

8 - 12 M ¥

Work Type

Permanent

Date

2008-11-05

Location

Tokyo

Ref.#

HTO24818

Overview

Compliance in a Financial Institution

Company Description

Financial Institution seeks experienced Risk and Compliance Manager to run and direct the Risk & Compliance Function within its Japanese operations

Responsibilities

*Ensure Compliance with Banking and Securities Law
*Advise management on the impact and required response to emerging regulatory and legal changes, for example, changes to cross border activity, revamping of firewalls etc
*Liaise with local Business Heads around new product approval process
*Delivery of the Compliance Monitoring Plan
*Prepares the Bank for regulatory inspections
*Liaison with Head Office Compliance function, review all risks and compliance returns for Head Office
*Liaison with external regulators (FSA, BoJ, etc)
*Manage the anti-money laundering activities of the bank
*Manage a team of 1 Japanese staff

Requirements

*Performed a similar role in another international financial institution
*Detailed knowledge & experience of Japanese Banking & Securities Law & Regulations
*Familiar with anti-money laundering legislation & requirements

Preferred Experience

*Experience of managing a team of staff

Desired Traits

*Fluent in Japanese & English

Description of Benefits

Social Insurance, Commutation Allowance

* Holidays: Paid Holidays

Additional Notes

* Reason for opening: Replacement

* Location: Tokyo

Job Closed