Audit Manager for Compliance

Audit Manager for Compliance

Category

Compliance

Salary

9 - 12 M ¥

Work Type

Permanent

Date

2008-10-03

Location

Kanto

Ref.#

KNA14013

Overview

Audit Manager for Compliance in a major Securities house

Company Description

A major Securities house is seeking a motivated individual to provide support to join their growing team as a Compliance specialist

Responsibilities

*Assess the effectiveness of controls of the Compliance functions and determine corrective actions required

*Remain abreast of industry and regulatory developments and long-term strategies across the corporation

*Develop effective line management relationships

*Responsible for monitoring the developments in the Compliance area and recommending appropriate solutions for risk and control problems

*Work in a multi-disciplined team and gain exposure to group companies outside Japan

Requirements

*6-10 years of experience in a Compliance function within a financial institution in Japan
*Excellent presentation and communication skills (both written and verbal)
*Excellent analytic skill to understand diverse complex business and compliance issues
*Advanced degree and bi-lingual (preferred).

Preferred Experience

*Prior audit experience is an advantage, but not a pre-requisite

Desired Traits

*Excellent Interpersonal skills coupled with strong judgment.

Description of Benefits

Social Insurance, Commutation Allowance

* Holidays: Paid Holidays

Additional Notes

* Reason for opening: New Position due to Expansion of the Department

Job Closed