Head of Compliance for Bank

Head of Compliance for Bank

Category

Compliance

Salary

15 - 20 M ¥

Work Type

Permanent

Date

2008-10-03

Location

Kanto

Ref.#

HTO24532

Overview

Head of Compliance in One of the largest financial firm

Company Description

One of the largest financial firm is looking for a Sr.Compliance officer who can be responsible for their banking business

Responsibilities

* Managing various compliance issues for Corporate, Retail and Private banking
* Participate in the discussions for new product introductions
* Conduct compliance monitoring
* Participate in Legal & Compliance Risk Management Committee
* Ensure readiness for regulatory inspections
* Investigate fraud incidents in coordination with Internal Audit Dept.
* Providing support to the senior management in complying with all relevant regulations
* Manage, train and maintain multi-skilled team members

Requirements

* Experience in banking operations
* Compliance experience at commercial banks
* Experience in interfacing with the regulators in the FSA, BOJ or SESC inspections
* Experience in preparing various regulatory reports

Preferred Experience

* Knowledge of regulations, e.g., Banking Law, Financial Instruments & Exchange Law, etc.

Desired Traits

* Good communication skills in Japanese and English

Description of Benefits

20M JPY base depends on candidate's skills and experience
Social Insurance, Commutation Allowance

* Holidays: Paid Holidays

Additional Notes

* Reason for opening: Replacement

Job Closed