Legal Officer

Legal Officer

Category

Compliance

Salary

9 - 13 M ¥

Work Type

Permanent

Date

2008-07-11

Location

Tokyo

Ref.#

STULL19467

Company Description

Online retail bank provides savings accounts via the Internet or telephone. The direct bank has no physical branches and passes its operational cost savings on to the customer. An aggressive and fast growing company that's actively searching for qualified candidates to support and provide upper management with proactive decision making skills.

Responsibilities

*Coordinating Shareholders Meeting, Board of Directors Meeting
*Registration of Corporate Registration Items
*Reviewing contractual agreements for entire company
*Colleting information of both Group and Local Regulations and let all employees aware of these laws and regulations
*Handling other legal related items
*Make procedures and manuals for Legal Related Items
*Mandatory Control Gap Analysis and decisions on dispensation for local banking practice from Legal and Compliance Perspective
*Review New Products and Services, all external documents including explanatory materials from Legal Compliance and ORM perspective
*Review all contractual agreements and concur with the contents
*Coordinate with Compliance for solution of legal issues with regards customer complaint/incident cases

Requirements

*Strong understanding of the business drivers and the strategic direction of the bank
*Understanding of regulatory compliance with a retail banking environment
*Awareness of current industry trends and issues, both banking and finance, that potentially affect the business
*Knowledge of all internal systems, payment system, BOJ and Zengin System, DIC procedures, information security system
*Knowledge of Banking Law, Company Law, Customer Identification Law, FSA and JBA Guideline, FSA Inspection Manual, Personal Data Protection Law, DIC Law, Advertisement and Fair Competition Law, Financial Sales Law and other necessary regulatory regulations
*Tertiary qualification in commerce, finance or business
*Experience as a Compliance Officer or equivalent function in a retail banking business
*Experience as a window function of FSA is preferable
*Experience as an interim management in a banking business
*Experience as an Internal Auditor in a banking business is preferable
*Ability to negotiate with all levels of management, influence decisions and implement change
*Communicates effectively – written and oral
*Problem solving – analytical skills
*Time, People, Project Management

Additional Notes

Remuneration: 9.0-13.0 million yen

Job Closed