AVP - Capital Markets Auditor
AVP - Capital Markets Auditor
Category | Back Office / Operations | Salary | 9-14 M ¥ |
Work Type | Permanent | Date | 2008-05-09 |
Location | Tokyo | Ref.# | JMI18083 |
Company Description
*This firm, an innovator in global finance, serves the financial needs of corporations, governments and municipalities, institutional clients, and high net worth individuals worldwide
*This company maintains leadership positions in equity and fixed income sales, trading and research, investment banking, private investment management, asset management and private equity
Responsibilities
*Participate in and supervise the planning and execution of capital markets audits; covering sales, trading, middle office operations, product control, credit and market risk management activities
*Responsible for evaluating the integrity of financial data and compliance with established policies and procedures through audit procedures
*Present findings and recommendations to management
*Prepare detailed risk assessments for areas of responsibilities
*Work with business line management to monitor open audit findings and prepare summary status reports
Requirements
*4 Year College Degree, preferably CPA qualified with a public accounting background
*Approximately 4-8 years of combined public accounting, internal audit, industry experience and related product exposure
*Working knowledge of auditing and accounting for product areas of responsibility
*Excellent English written and verbal communication skills for the preparation and presentation of audit findings in a clear and concise manner
*Strong analytical abilities and organizational skills
*Strong problem solving and decision making skills
*Interpersonal skills for daily interaction with business contacts
*Motivational skills for staff interaction and development
*General knowledge of industry regulatory requirements
Additional Notes
Remuneration:
*9 - 14 million yen depending on skill and experience
